Regulatory Outlook Report: Investment Banks ‘Overconfident’ on SFTR Compliance ​

According to senior compliance professionals responsible for implementing SFTR in investment banks, it’s by no means clear that the industry is ready to meet the new regulation.

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We surveyed 331 UK-based senior compliance professionals responsible for implementing
SFTR at a range of investment banks, both UK and international.

acknowledge that SFTR compliance will require a much more complex IT infrastructure than EMIR or MiFID.
agree that SFTR implementation will be more costly than EMIR or MiFID.
only have conducted a cost-benefit analysis of the regulations or set up a MiFID planning committee.

SFTR is the most demanding piece of transaction reporting
regulation the sector has seen.


Download our 16-page regulatory outlook report to find out more about the
challenges the regulation presents, the opportunities for banks to drive front-to-back processing automation,
and the seven steps to readiness.

Discover the Seven Steps to SFTR Readiness